Securities Act

Results: 34055



#Item
21

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMarch 30, 2018

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Source URL: www.sec.gov

- Date: 2018-03-30 14:57:02
    22

    INVESTOR PRESENTATION March 2018 Forward Looking Statement This presentation includes "forward-looking statements" for purposes of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, Sect

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    Source URL: content.equisolve.net

    - Date: 2018-03-26 07:31:54
      23

      UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 30, 2018 Admin. Proc. File No

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      Source URL: www.sec.gov

      - Date: 2018-03-30 14:09:09
        24

        Updated through March 6, 2018* * Investors Exchange rules were adopted by Securities Exchange Act Release No; File NoJune 17, Dates of subsequent changes to the Investors Exchange Rule Book ar

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        Source URL: iextrading.com

          25

          UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 29, 2018 Admin. Proc. File No

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          Source URL: www.sec.gov

          - Date: 2018-03-30 14:49:57
            26

            UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMarch 30, 2018 SECURITIES EXCHANGE ACT OF 1934

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            Source URL: www.sec.gov

            - Date: 2018-03-30 15:36:29
              27

              UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-K (Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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              Source URL: www.aep.com

              - Date: 2018-02-23 11:27:15
                28

                UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016

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                Source URL: s1.q4cdn.com

                - Date: 2017-03-01 08:23:17
                  29

                  FINANCIAL SERVICES COMMITTEE DEMOCRATS SUMMARY: THE BAD ACTOR DISQUALIFICATION ACT The Bad Actor Disqualification Act of 2017 would ensure that the Securities and Exchange Commission (SEC) honors the intent of automatic

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                  Source URL: democrats-financialservices.house.gov

                  - Date: 2017-07-27 10:03:47
                    30

                    Securities Act Rules QUESTIONS AND ANSWERS OF GENERAL APPLICABILITY Section 138. Rule 144A - Private Resales of Securities to Institutions QuestionQuestion: When determining its status as a qualified institutiona

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                    Source URL: media2.mofo.com

                    - Date: 2016-12-09 16:00:59
                      UPDATE